EQUITY CAPITAL MARKETS

We specialize in the needs of management and owners of undervalued growth companies.

With significant experience working with entrepreneurs, family-owned businesses, and private equity groups, our Equity Capital Markets team is dedicated to offering strategic advice and assistance to its clients.

• Initial public offerings
• Follow-on offerings
• Secondary offerings
• Private placements
• ATMs (at-the-market offerings)

MUNICIPAL UNDERWRITING

Celadon is a member of the municipal underwriting syndicate managed by Robert W. Baird & Co., one of the largest municipal underwriters in the US.

The Baird syndicate is a leader in overall volume competitive bidding and, in 2021, ranked 1st overall in total transactions with over 550 competitive underwritings completed. Celadon has full participation rights to a highly regarded inventory of new municipal issues.

MUNICIPAL INFRASTRUCTURE PROJECTS

Celadon’s Institutional Underwriting and Sales team sources, structures, originates, and places bond anticipation notes in the infrastructure sector.

We specialize in transactions that refinance assets, such as docks/wharves, waste, and energy, as tax-free municipal securities. Our infrastructure project clients include:

• Municipalities
• Insurance companies
• Mutual funds
• Banks
• Investment advisors
• Trust companies
• Broker-dealers

SPECIAL SITUATIONS

In a complex and ever-evolving financial landscape, special situation investments have become the new asset class for diversification.

Special situation investment opportunities take many forms and involve a number of asset classes. Clients rely on Celadon to guide them through atypical events that require a differentiated approach.  Our qualitative experience enables our clients to maximize opportunities and limit potential losses when the unexpected strikes.

• Asset sales
• Share repurchase
• Delistings
• SPACs
• Mergers & acquisitions
• Bankruptcy
• Distressed assets/debt
• Regulatory inquiries
• Litigation
• Shareholder activism